Tag Archives: Fines

J.P. Turner Fined $250,000 For Failure To Supervise Commissions

October 31, 2008  |   Posted by :   |   Failure To Supervise, Investment and Regulatory News   |   0 Comments

Washington, D.C. – The Financial Industry Regulatory Authority (FINRA) announced today that it has imposed a $250,000 fine against J.P. Turner & Company, LLC of Atlanta, GA, for failing to have an adequate supervisory system designed to ensure that its registered representatives charged customers fair and reasonable commissions on stock trades. As part of the […]

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