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FINRA Sanctions Spencer Winston Stockbroker For Using Blank Forms

Ezri Shechter (also known as Eddie Shechter) of Jersey City New Jersey a stockbroker currently registered with Spencer Winston Securities Corporation has been fined $12,500.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by accusations that (1) Shechter executed unauthorized transactions in customer accounts […]

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FINRA Sanctions Spencer Winston Stockbroker For Using Blank Forms

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