Tag Archives: Eric Sikes

LPL Broker Sanctioned For Bad Annuity Sales

July 12, 2018  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Eric Sikes of Boca Raton Florida a stockbroker formerly registered with LPL Financial LLC has been fined $10,000.00 by the Florida Office of Financial Regulation and ordered to cease and desist committing violations of Florida Securities and Investor Protection Act based upon Sikes’ consent to findings that he (1) failed to conduct adequate due diligence […]

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