Tag Archives: Eric Peter Burton

FINRA Sanctions LPL Stockbroker For Falsified Customer Documents

July 12, 2021  |   Posted by :   |   Forgery, Investment and Regulatory News, Variable Annuites   |   Comments Off on FINRA Sanctions LPL Stockbroker For Falsified Customer Documents

Eric Peter Burton of Orland Park Illinois a stockbroker formerly registered with LPL Financial LLC has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings of Burton falsifying customers’ documents relating to variable annuity transactions that he effected. Letter of […]

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