Tag Archives: Eric John Vici

FINRA Bars PFS Stockbroker In Investigation Over Customer Estate

May 31, 2021  |   Posted by :   |   Investment and Regulatory News, Misappropriation of Funds   |   Comments Off on FINRA Bars PFS Stockbroker In Investigation Over Customer Estate

Eric John Vici of Melbourne Florida a stockbroker formerly registered with PFS Investments Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Vici hindered FINRA’s investigation into accusations of his misuse of customer funds. Letter of Acceptance Waiver and Consent No. 2021069176201 (May […]

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