Tag Archives: Eric Christopher Erb

AXA Sued By Customer For Misrepresentation

January 09, 2018  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Eric Christopher Erb of Babylon, New York, a stockbroker registered AXA Advisors, LLC, is the subject of two customer initiated investment related arbitration claims since he was fined $20,000.00 and suspended by Financial Industry Regulatory Authority (FINRA) for making unsuitable investment recommendations and misrepresentations about costs, fees and surrender penalties of annuities. Letter of Acceptance, […]

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