Eric Christopher Erb of Babylon, New York, a stockbroker registered AXA Advisors, LLC, is the subject of two customer initiated investment related arbitration claims since he was fined $20,000.00 and suspended by Financial Industry Regulatory Authority (FINRA) for making unsuitable investment recommendations and misrepresentations about costs, fees and surrender penalties of annuities. Letter of Acceptance, […]
Read More »
Tag Archives: Eric Christopher Erb
AXA Sued By Customer For Misrepresentation
January 09, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Variable Annuites | 0 Comments