Tag Archives: Entrex Capital Markets LLC

Entrex Stockbroker Sanctioned For Misleading Investors

April 19, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Stephen H. Watkins of Chicago Illinois a stockbroker formerly registered with Entrex Capital Market LLC has been fined $25,000.00 and suspended for five months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based in part on findings that (1) Watkins engaged in unauthorized investment related communications and (2) Watkins disseminated […]

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