Tag Archives: Elvin J. Lopez

FINRA Bars Deadbeat Worden Stockbroker For Failure To Pay Arbitration Award

Elvin J. Lopez of New York New York a stockbroker formerly registered with Worden Capital Management LLC has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Lopez failed to confirm with FINRA whether he met his obligation to pay compensatory damages to a customer […]

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