Tag Archives: Ellen Vratoric

Hindering Huntington Broker Barred In Investigation

June 21, 2018  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Ellen Vratoric of Glassport Pennsylvania a stockbroker formerly employed by The Huntington Investment Company has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to an Office of Hearing Officers Default Decision containing findings that Vratoric failed to testify in a FINRA investigation into accusations of her violative […]

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Huntington Broker Charged With Impeding Investigation

January 09, 2018  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Ellen Vratoric of Glassport, Pennsylvania, a stockbroker associated with The Huntington Investment Company, has been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that she failed to make an appearance for recorded testimony in regard to her sales of annuities. Department of Enforcement v. Ellen Vratoric, No. 2016049420501 (Dec. 22, 2017). According to […]

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