Tag Archives: Elizabeth Ann Thompson

Citizens Securities Accused By Investors Of Non-Disclosures

May 12, 2020  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on Citizens Securities Accused By Investors Of Non-Disclosures

Elizabeth Ann Thompson (also known as Beth Thompson and as Liz Thompson) of Gloucester Massachusetts a stockbroker formerly employed by Citizens Securities Inc. has been identified in a customer initiated investment related complaint on March 5, 2019 where the customer sought $53,000.00 in damages founded on accusations of omissions by Thompson relating to the customer’s […]

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Citizens Securities Broker Discharged For Blank Form Hanky Panky

December 21, 2018  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Elizabeth Ann Thompson of Gloucester Massachusetts a stockbroker formerly employed by Citizens Securities Inc. has been discharged on September 24, 2018 founded on accusations that Thompson maintained signed blank forms from customers to effect securities transactions. This is not the first time that Thompson has been terminated from a FINRA member brokerage firm based upon […]

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