Tag Archives: Elizabeth Ann Morrell

FINRA Bars Western International Stockbroker In Promissory Note Scheme

July 11, 2020  |   Posted by :   |   Promissory Notes   |   Comments Off on FINRA Bars Western International Stockbroker In Promissory Note Scheme

Elizabeth Ann Morrell of Westlake Village California a stockbroker formerly employed by Western International Securities has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based on findings that she declined to cooperate with a FINRA investigation regarding allegations of her sales of promissory notes relating to Woodbridge Group […]

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