Tag Archives: Elias Moses Hakimian

LPL Stockbroker Sanctioned By FINRA For Customer Loan

May 15, 2021  |   Posted by :   |   Churning, Customer Loans, Investment and Regulatory News   |   Comments Off on LPL Stockbroker Sanctioned By FINRA For Customer Loan

Elias Moses Hakimian (also known as Elias Moses Lopez-Hakimian) of Seal Beach California a stockbroker formerly registered with LPL Financial LLC has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that he borrowed an LPL Financial customer’s funds in […]

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