Tag Archives: EJ Sterling LLC

FINRA Sanctions EJ Sterling Stockbroker Unauthorized Trading

March 26, 2020  |   Posted by :   |   Churning, Excessive Trading, Unauthorized Trading   |   Comments Off on FINRA Sanctions EJ Sterling Stockbroker Unauthorized Trading

Akhil Morada of Miami Florida a stockbroker formerly registered with EJ Sterling LLC (now known as Allied Millennial Partners LLC) has been fined $15,000.00 and suspended for twelve months from associating with any FINRA member in any capacity based upon findings that (1) Morada recommended excessive trades to customers and (2) Morada effected trades in […]

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