Tag Archives: EJ Sterling Inc.

FINRA Fines EJ Sterling Broker For Unauthorized Trading

March 22, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Peter M. Torabkhan of New York New York is a stockbroker currently registered with EJ Sterling Inc. who has been fined $2,500.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he effected trades in customer accounts without authorization. Letter of Acceptance Waiver and […]

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