Windsor Street Capital L.P. (formerly known as Meyers Associates L.P.) has been expelled from Financial Industry Regulatory Authority (FINRA) membership, and Arthur Tacopino and Edwin Rodriguez (Windsor Street Capital’s associates) have been barred from associating with any FINRA member in any capacity, all according to a Default Decision issued by FINRA’s Office of Hearing Officers […]
Read More »
Tag Archives: Edwin Rodriguez
Windsor Street Capital Expelled By FINRA For Fraud
June 03, 2019 | Posted by : Guiliano Law Group | Boilerroom Sales, Excessive Markups, Excessive Trading, FINRA Securities Arbitration, Investment and Regulatory News | 0 Comments
FINRA Charges Windsor Street With Securities Fraud
May 31, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Fraud | 0 Comments
Windsor Street Capital L.P. (formerly known as Meyers Associates L.P.) a brokerage firm headquartered in New York New York has been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that the firm engaged in a scheme to defraud investors. Department of Enforcement v. Windsor Street Capital LP et al. Disciplinary Proceeding No. […]
Read More »