Tag Archives: Edward R. Segur III

Four Points Capital Partners Stockbroker Suspended For Unauthorized Trading

June 08, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Edward R. Segur, III, of New York, New York, was fined $7,500.00 and suspended for thirty days from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he opened unauthorized securities accounts and engaged in unauthorized trading. Letter of Acceptance, Waiver and Consent, No. 2015044591701 (May […]

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