Tag Archives: Edward J. Vierling Sr.

Tullett Prebon Financial Services Broker Barred

January 05, 2016  |   Posted by :   |   Bond Fraud, Investment and Regulatory News   |   0 Comments

Edward J. Vierling, Sr. of New York, New York, a Stockbroker with Tullett Prebon Financial Services LLC, was barred from association with any Financial Industry Regulatory Authority (FINRA) member firm in any and all capacities after consenting to findings that he failed to cooperate with FINRA in their investigation into Vierlings’s alleged misconduct regarding bond […]

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