Edward Beyn of New York New York a stockbroker formerly registered with Craig Scott Capital LLC is the subject of a Financial Industry Regulatory Authority (FINRA) National Adjudicatory Council Decision which affirms FINRA’s Hearing Panel’s decision to bar Beyn because (1) Beyn effected excessive trades in customer accounts (2) Beyn churned customers’ investment portfolios and […]
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Tag Archives: Edward Beyn
FINRA Bars Craig Scott Capital Broker For Churning
February 05, 2019 | Posted by : Guiliano Law Group | Boilerroom Sales, Excessive Markups, Excessive Trading, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News, Securities Arbitration Claims, Unauthorized Trading | 0 Comments
Craig Scott Capital Broker Charged With Fraud
April 11, 2016 | Posted by : Guiliano Law Group | Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News | 0 Comments
Edward Beyn, of Syosset, New York, a stockbroker with Craig Scott Capital LLC, was charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint alleging that Beyn engaged in excessive trading or churning of his firm’s customers’ accounts. Department of Enforcement v. Beyn, No. 2015044823502 (Mar. 16, 2016). According to the Complaint, […]
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