Dwight Clyde West of Lone Tree Colorado a stockbroker registered with UBS Financial Services is the subject of a customer initiated investment related complaint on March 7, 2019 in which the customer requested $10,000.00 in damages based upon allegations that the risks of transactions effected by the stockbroker between 2013 and 2018 had exceeded the […]
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Tag Archives: Dwight Clyde West
UBS Accused By Investors Of Misrepresentation
May 13, 2020 | Posted by : Guiliano Law Group | Securities Arbitration Claims, Unsuitable Investment Recommendations | Comments Off on UBS Accused By Investors Of Misrepresentation
Customer Sues UBS Financial For Unauthorized Trading
August 13, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims | 0 Comments
Dwight Clyde West of Lone Tree Colorado a stockbroker and financial advisor currently registered with UBS Financial Services Inc. is the subject of a customer initiated investment related arbitration claim in which the customer sought $500,000.00 in damages founded on allegations that between 2008 and 2017: (1) unsuitable investment recommendations had been made to the […]
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