Tag Archives: Dwight Clyde West

UBS Accused By Investors Of Misrepresentation

May 13, 2020  |   Posted by :   |   Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on UBS Accused By Investors Of Misrepresentation

Dwight Clyde West of Lone Tree Colorado a stockbroker registered with UBS Financial Services is the subject of a customer initiated investment related complaint on March 7, 2019 in which the customer requested $10,000.00 in damages based upon allegations that the risks of transactions effected by the stockbroker between 2013 and 2018 had exceeded the […]

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Customer Sues UBS Financial For Unauthorized Trading

Dwight Clyde West of Lone Tree Colorado a stockbroker and financial advisor currently registered with UBS Financial Services Inc. is the subject of a customer initiated investment related arbitration claim in which the customer sought $500,000.00 in damages founded on allegations that between 2008 and 2017: (1) unsuitable investment recommendations had been made to the […]

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