Dwarka Persaud, of Little Silver, New Jersey, has been fined and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he violated a heightened supervision agreement imposed by New Jersey Bureau of Securities by effecting, inter alia, unauthorized trades in customer accounts. Letter of […]
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Tag Archives: Dwarka Persaud
Another Buckman Buckman Reid Stockbroker Suspended
August 17, 2017 | Posted by : Guiliano Law Group | Boilerroom Sales, Securities Arbitration Claims | 0 Comments
Buckman Buckman & Reid Named in Another Arbitration Claim
November 30, 2016 | Posted by : Guiliano Law Group | Boilerroom Sales, FINRA Securities Arbitration, Investment and Regulatory News | 0 Comments
Dwarka Persaud, of Little Silver, New Jersey, a stockbroker formerly registered with Buckman, Buckman & Reid, Inc., is subject to a customer initiated investment related arbitration claim from October 10, 2016, in which the customer requested $40,000.00 in damages based upon allegations that Persaud effected an investment strategy that was unsuitable, and charged the customer […]
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