Tag Archives: Dwarka Persaud

Another Buckman Buckman Reid Stockbroker Suspended

August 17, 2017  |   Posted by :   |   Boilerroom Sales, Securities Arbitration Claims   |   0 Comments

Dwarka Persaud, of Little Silver, New Jersey, has been fined and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he violated a heightened supervision agreement imposed by New Jersey Bureau of Securities by effecting, inter alia, unauthorized trades in customer accounts. Letter of […]

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Buckman Buckman & Reid Named in Another Arbitration Claim

Dwarka Persaud, of Little Silver, New Jersey, a stockbroker formerly registered with Buckman, Buckman & Reid, Inc., is subject to a customer initiated investment related arbitration claim from October 10, 2016, in which the customer requested $40,000.00 in damages based upon allegations that Persaud effected an investment strategy that was unsuitable, and charged the customer […]

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