Tag Archives: Dustin Paul Shafer

FINRA Bars Another Newbridge Stockbroker In Investigation

February 01, 2021  |   Posted by :   |   Boilerroom Sales, Customer Loans, Investment and Regulatory News, Non-traded REITs   |   Comments Off on FINRA Bars Another Newbridge Stockbroker In Investigation

Dustin Paul Shafer of Springfield Illinois a stockbroker formerly registered with Newbridge Securities Corporation has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that he failed to cooperate with FINRA during the period that he was investigated for borrowing from Newbridge customers. Letter of Acceptance […]

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Investors Sue Money Concepts Capital Corp For Fraud

July 20, 2020  |   Posted by :   |   Breach of Fiduciary Duty, Non-traded REITs, Securities Arbitration Claims, Securities Fraud   |   Comments Off on Investors Sue Money Concepts Capital Corp For Fraud

Dustin Paul Shafer of Springfield Illinois a stockbroker formerly registered with Money Concepts Capital Corp is the subject of a customer initiated investment related arbitration claim in which the customer requested unspecified damages based upon allegations that securities laws of the State of Illinois were violated in regard to Shafer’s securities transactions and that the […]

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Investors Blame Money Concepts For Omissions

Dustin Paul Shafer of Boca Raton Florida a stockbroker formerly registered with Money Concepts Capital Corp. is referenced in a customer initiated investment related written complaint on September 30, 2019 where the customer requested $90,000.00 in damages founded on accusations that (1) the customer was placed into an unsuitable real estate investment trust product by […]

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Customer Filed Arbitration Against Money Concepts Capital Corp

May 30, 2017  |   Posted by :   |   Non-traded REITs, Securities Arbitration Claims   |   0 Comments

Dustin Paul Shafer, of Springfield, Illinois, a stockbroker currently registered with Money Concepts Capital Corp., has been named in a customer initiated investment related written complaint on April 10, 2017, in which the customer requested $75,000.00 in damages based upon allegations that Shafer made poor investment recommendations to the customer about real estate security products, […]

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