Tag Archives: Douglas Jay Williams

Charity Begins On the Courthouse Steps

December 17, 2016  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

Douglas Jay Williams, of The Woodlands, Texas, a stockbroker currently registered with VFinance Investments, was subject to a customer initiated investment related arbitration claim filed on May 23, 2014, alleging that Williams effected unsuitable investments in the customer’s account, and made poor investment recommendations which caused the customer to bear losses. According to Williams, the […]

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