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Newport Coast Securities Stockbroker Leone Barred For Churning

November 18, 2016 | Posted by : Guiliano Law Group | Churning, FINRA Securities Arbitration, Investment and Regulatory News | 0 Comments

Douglas A. Leone, of Dix Hills, New York, a stockbroker formerly registered with Newport Coast Securities, has been permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity per a FINRA Extended Hearing Panel Decision containing findings that Leone churned customer accounts and effected unsuitable trades. Department of Enforcement […]

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Newport Coast Securities Stockbroker Leone Barred For Churning

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