Tag Archives: Donald Lane Preston

FINRA Fines PFS Stockbroker For Bad Annuity Practices

June 25, 2018  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Donald Lane Preston of Worthington Ohio a stockbroker formerly registered with PFS Investments Inc. has been fined $10,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Preston made unsuitable investment recommendations to customers and false statements to his employer. […]

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