Donald Eugene Baxter of Wichita Kansas a stockbroker formerly registered with SII Investments Inc. is referenced in a customer initiated investment related written complaint which was resolved for $23,726.63 on May 31, 2017 based upon allegations that Baxter was placed into a variable annuity that was not suitable for the customer. Financial Industry Regulatory Authority […]
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Customer Accuses SII Investments Of Suitability
August 13, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Variable Annuites | 0 Comments