Tag Archives: Dominick & Dominick LLC

Dominick & Dominick Censured For Overcharging Customers

April 25, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Dominick & Dominick LLC, a brokerage firm headquartered in New York, New York, was censured and fined $20,000.00 by Financial Industry Regulatory Authority (FINRA) based upon consenting to findings that the firm, inter alia, charged excessive commissions to customers. Letter of Acceptance, Waiver and Consent, No. 2014041218901 (Apr. 7, 2017). According to the AWC, between […]

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