Tag Archives: Diana Lynne Stamborski

LaSalle St Securities Stockbroker Suspended For Outside Business Activities

February 27, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Diana Lynne Stamborski, of Palatine, Illinois, a stockbroker formerly registered with LaSalle St Securities, L.L.C., has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that she engaged in outside business activities in violation of her firm’s policies. Letter of Acceptance, […]

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