Devindra Sukhram, of McDonough, Georgia, a stockbroker with Cape Securities, was suspended from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he engaged in the unauthorized discretionary trading of customer accounts. Letter of Acceptance, Waiver and Consent, No. 2014041613501 (Aug. 17, 2016). According to the […]
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Tag Archives: Devindra Sukhram
Cape Securities Stockbroker Suspended For Unauthorized Trading
September 08, 2016 | Posted by : Guiliano Law Group | Investment and Regulatory News, Unauthorized Trading | 0 Comments