Dennis Phillip Ayre of Beverly Hills California a stockbroker formerly registered with Oppenheimer Company Inc. is referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer sought $300,000.00 in damages based upon allegations that the customer’s assets had been overconcentrated by Ayre in Foresight Energy LP stock between September of […]
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Tag Archives: Dennis Phillip Ayre
Investors File Securities Arbitration Claim Against Oppenheimer For Breach Of Fiduciary Duty
April 18, 2021 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, FINRA Securities Arbitration, Investment and Regulatory News, Over Concentration | Comments Off on Investors File Securities Arbitration Claim Against Oppenheimer For Breach Of Fiduciary Duty
Oppenheimer Accused Of Defective Investment Advice
June 03, 2020 | Posted by : Guiliano Law Group | Defective Option Strategies, Securities Arbitration Claims | Comments Off on Oppenheimer Accused Of Defective Investment Advice
Dennis Phillip Ayre of Los Angeles California a stockbroker formerly employed by Oppenheimer Co. Inc. has been identified in a customer initiated investment related arbitration claim which was resolved for $20,823.06 in damages on March 27, 2020 founded on accusations that the customer was placed into an investment management service which carried risks beyond that […]
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