Tag Archives: Denise Marie Bucci

FINRA Suspends Raymond James Stockbroker For Forgery

April 19, 2019  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Denise Marie Bucci of Conshohocken Pennsylvania a stockbroker formerly employed by Raymond James Financial Services Inc. has been fined $7,500.00 and suspended for one year from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Bucci falsified and forged customer signatures on documents used to effect investment transactions […]

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