Tag Archives: Demitrios Hallas

Santander Securities Barred By FINRA For Obstruction

November 20, 2017  |   Posted by :   |   Variable Annuites   |   0 Comments

Demitrios Hallas, of New York, New York, a stockbroker formerly registered with Santander Securities, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to an Office of Hearing Officers Default Decision containing findings that he failed to cooperate with a FINRA investigation into allegations of his misconduct […]

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Forefront Capital Markets Charged With Securities Fraud

Demitrios Hallas, of New York, New York, a stockbroker formerly registered with Forefront Capital Markets, LLC, has been charged by the Securities and Exchange Commission (SEC) in a Complaint alleging that he effected fraudulent securities transactions and misappropriated funds from customers. Securities and Exchange Commission v. Demitrios Hallas, 1:17-cv-029991:17-cv-02999 (Apr. 25, 2017). According to the […]

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SEC Charges Former PHX Financial Stockbroker Demitrios Hallas

Demitrios Hallas, a former registered representative of Forefront Capital Markets and and PHX Financial was charged today by the United States Securities & Exchange Commission with the violation of the antifraud provisions of the federal securities laws in connection with the recommendation and sale of unsuitable securities. ¬†United States Securities & Exchange Commission v. Hallas, […]

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