Tag Archives: Deborah Leah Beal

FINRA Sanctions JP Morgan Stockbroker For Unauthorized Trading

October 08, 2020  |   Posted by :   |   Securities Arbitration Claims, Unauthorized Trading   |   Comments Off on FINRA Sanctions JP Morgan Stockbroker For Unauthorized Trading

Deborah Leah Beal of Downers Grove Illinois a stockbroker formerly registered with JP Morgan Securities LLC has been fined $5,000.00 and suspended for two months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that she engaged in unauthorized transactions in the accounts of JP Morgan Securities customers. […]

Read More »