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Investors Claim Tavenner Liable For Unsuitable Recommendations

June 24, 2020 | Posted by : Guiliano Law Group | Forgery, Securities Arbitration Claims, Selling Away and Outside Activities, Unsuitable Investment Recommendations | Comments Off

Dean Elmo Mings of Springfield Ohio a stockbroker formerly registered with Tavenner Company is the subject of a customer initiated investment related arbitration claim where the customer sought $600,000.00 in damages based upon accusations that unsuitable annuities and stocks were recommended to the customer by Mings. Financial Industry Regulatory Authority (FINRA) Arbitration No. 19-02807 (Sept. […]

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Investors Claim Tavenner Liable For Unsuitable Recommendations

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