Dean Elmo Mings of Springfield Ohio a stockbroker formerly registered with Tavenner Company is the subject of a customer initiated investment related arbitration claim where the customer sought $600,000.00 in damages based upon accusations that unsuitable annuities and stocks were recommended to the customer by Mings. Financial Industry Regulatory Authority (FINRA) Arbitration No. 19-02807 (Sept. […]
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Tag Archives: Dean Elmo Mings
Investors Claim Tavenner Liable For Unsuitable Recommendations
June 24, 2020 | Posted by : Guiliano Law Group | Forgery, Securities Arbitration Claims, Selling Away and Outside Activities, Unsuitable Investment Recommendations | Comments Off on Investors Claim Tavenner Liable For Unsuitable Recommendations