Tag Archives: David William Major

GFI Securities Stockbroker Barred In Investigation

November 30, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

David William Major, of New York, New York, a stockbroker formerly registered with GFI Securities LLC, has been permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he obstructed a FINRA investigation into allegations of his misconduct pertaining to fees charged to customers. Letter […]

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