Tag Archives: David Wayne Krumrey

Investors Sue Oppenheimer For Negligence

July 11, 2020  |   Posted by :   |   Breach of Fiduciary Duty, Failure To Supervise, Securities Arbitration Claims, Stockbroker Negligence   |   Comments Off on Investors Sue Oppenheimer For Negligence

David Wayne Krumrey of The Woodlands Texas a stockbroker formerly registered with Oppenheimer Co. Inc. is the subject of a customer initiated investment related arbitration claim where the customer sought $300,000.00 in damages based upon accusations including breach of fiduciary by Krumrey as it pertained to equity transactions effected in the customer’s account between January […]

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Investors Sue Oppenheimer For Breach Of Fiduciary Duty

August 27, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

David Wayne Krumrey of The Woodlands Texas a stockbroker employed by Oppenheimer Co. Inc. is referenced in a customer initiated investment related arbitration claim in which the customer sought unspecified damages based upon allegations that between 2010 and 2018: (1) the customer’s account was handled in a negligent manner (2) contractual obligations had been violated […]

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FINRA Suspends Oppenheimer Broker For Ignoring Inquiry

February 20, 2018  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

David Wayne Krumrey of the Woodlands Texas is a stockbroker formerly registered with Oppenheimer & Co. Inc. that has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because he failed to respond to FINRA personnel’s information request. Case No. 2017055552901 (Jan. 29 2018). FINRA Public Disclosure reveals that […]

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