Tag Archives: David Roger Hirons

Wedbush Sued By Investors For Unsuitable Options Trading

David Roger Hirons of San Diego California a stockbroker formerly registered with Wedbush Securities Inc. is the subject of a customer initiated investment related arbitration claim in which the customer requested $712,080.00 in compensatory damages and $1,000,000.00 in punitive damages based upon allegations of unauthorized options trades that had been effected by Hirons in the […]

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RBC Stockbroker Terminated For Unauthorized Trading

June 30, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

David Roger Hirons of La Jolla California a stockbroker formerly registered with RBC Capital Markets LLC has been terminated from the firm on April 6, 2018 founded on allegations that Hirons executed orders in violation of the firm’s policy. Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Hirons is referenced in three more customer […]

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