Tag Archives: David Michael Murray

Worden Capital Stockbroker Accused Of Breach Of Fiduciary Duty

September 01, 2021  |   Posted by :   |   Breach of Fiduciary Duty, Excessive Trading, FINRA Securities Arbitration, Investment and Regulatory News   |   Comments Off on Worden Capital Stockbroker Accused Of Breach Of Fiduciary Duty

David Michael Murray of New York New York a stockbroker formerly registered with Worden Capital Management LLC is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer sought $653,700.00 in damages based upon accusations that between August of 2017 and December of 2019, stock and over-the-counter equities transactions […]

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Investors Sue Worden Capital For Breach Of Fiduciary Duty

April 18, 2020  |   Posted by :   |   Boilerroom Sales, Breach of Fiduciary Duty, Excessive Trading, Investment and Regulatory News, Securities Arbitration Claims, Stockbroker Negligence   |   Comments Off on Investors Sue Worden Capital For Breach Of Fiduciary Duty

David Michael Murray of New York New York a stockbroker currently employed by Worden Capital Management LLC has been identified in a customer initiated investment related arbitration claim where the customer sought $174,991.00 in damages founded on accusations of (1) omissions and misrepresentations (2) breach of contract (3) breach of fiduciary duty (4) suitability (5) […]

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