David Mark Waddle of Destin Florida a stockbroker formerly employed by Raymond James Associates Inc. has been discharged by Raymond James on June 5, 2017 based upon allegations that Waddle (1) admitted to exercising discretion in customer accounts by placing trades without speaking with those customers beforehand and (2) neglected to inform Raymond James Associates […]
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Tag Archives: David Mark Waddle
Raymond James Discharges Broker For Unauthorized Trading
November 03, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Unauthorized Trading | 0 Comments