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Kildare Capital Municipal Securities Trader Suspended

August 08, 2016 | Posted by : Guiliano Law Group | Bond Fraud, Investment and Regulatory News | 0 Comments

David M. Joyce, a municipal securities trader for Kildare Capital, Inc., was fined $25,000.00 and suspended for twelve months from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he engaged in unlawful pre-arranged round trip transactions. Letter of Acceptance, Waiver and Consent, No. 20120317482-02 (June […]

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Kildare Capital Municipal Securities Trader Suspended

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