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U.S. Bancorp Broker Suspended for Misrepresentations

November 25, 2015 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News, Variable Annuites | 0 Comments

David Levorchick of Sidney, Ohio, a registered representative with U.S. Bancorp, Inc., was fined $7,500 and suspended for thirty days from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he negligently misrepresented to a customer that the liquidation of a variable annuity would not result in […]

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U.S. Bancorp Broker Suspended for Misrepresentations

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