David Jonathan Bolton of Bowling Green Kentucky a stockbroker formerly registered with Thurston Springer Financial is the subject of a customer initiated investment related complaint on July 9, 2019 where the customer sought $24,770.00 in damages based upon accusations of negligence with respect to mutual funds and annuities purchased and sold by the customer when […]
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Tag Archives: David Jonathan Bolton
Thurston Springer Financial Accused Of Negligence
March 12, 2020 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Stockbroker Negligence | 0 Comments
Signator Investors Sued By Customer In Arbitration
February 14, 2017 | Posted by : Guiliano Law Group | Investment and Regulatory News, Mutual Fund Fraud | 0 Comments
David Jonathan Bolton, of Bowling Green, Kentucky, a stockbroker formerly registered with Signator Investors, Inc., has been named in a customer initiated investment related written complaint on April 1, 2016, based upon allegations that Bolton effected unsuitable class A share mutual fund transactions in an elderly customer’s account, and charged the customer with excessive commissions […]
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