Tag Archives: David John Melilli

SagePoint Stockbroker Investigated For Unauthorized Trading

August 26, 2021  |   Posted by :   |   Breach of Fiduciary Duty, Excessive Trading, FINRA Securities Arbitration, Forgery, Investment and Regulatory News, Unsuitable Investment Recommendations   |   Comments Off on SagePoint Stockbroker Investigated For Unauthorized Trading

David John Melilli of Moorestown New Jersey a stockbroker formerly registered with SagePoint Financial Inc. is the focus of a FINRA investigation on April 1, 2021 in which FINRA has determined that disciplinary action should be taken against Melilli for allegedly making excessive and unsuitable trades and for forging customer signatures. Case No. 20190636810 (Apr. […]

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