David John Lomedico, of Melville, New York, a stockbroker formerly registered with Rockwell Global Capital LLC, has been fined $5,000.00 and suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he made unsuitable investment recommendations to the customers. Letter of Acceptance, […]
Read More »
Tag Archives: David John Lomedico
Customer Sues Rockwell Global Capital
August 15, 2017 | Posted by : Guiliano Law Group | Securities Arbitration Claims, Unsuitable Investment Recommendations | 0 Comments