Tag Archives: David JC Bolton

FINRA Bars Thurston Stockbroker For Overcharging Investors

September 12, 2018  |   Posted by :   |   Investment and Regulatory News, Mutual Fund Fraud   |   0 Comments

David JC Bolton of Bowling Green Kentucky a stockbroker formerly registered with Thurston Springer Miller Herd Titak has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon a Default Decision issued by the Office of Hearing Officers containing findings that Bolton engaged in mismarking customers’ trades and […]

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