Tag Archives: David Howard Bigler

UBS Financial Services Sued For Failure To Supervise

April 10, 2017  |   Posted by :   |   Failure To Supervise, Forgery, Inverse/Leveraged ETF Funds   |   0 Comments

David Howard Bigler, a stockbroker currently registered with UBS Financial Services Inc., has been named in a customer initiated investment related arbitration claim on February 2, 2017, in which the customer requested $21,000,000.00 in damages based upon allegations that between 2013 and 2016, UBS Financial Services Inc. failed to supervise Bigler’s activities concerning the customer’s […]

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