Tag Archives: David Harry-Nelson Austin

FINRA Bars JP Morgan Stockbroker For Conversion

June 22, 2020  |   Posted by :   |   Forgery, Misappropriation of Funds, Stockbroker Theft   |   Comments Off on FINRA Bars JP Morgan Stockbroker For Conversion

David Harry-Nelson Austin of Grand Rapids Michigan a stockbroker formerly registered with JP Morgan Securities has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he converted funds belonging to three customers of JP Morgan. Letter of Acceptance Waiver and Consent No. 2020066576401 […]

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