Tag Archives: David Bruce Drucker

Aegis Capital Corp Suspended For Unauthorized Trading

May 30, 2017  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

David Bruce Drucker, of New York, New York, a stockbroker formerly registered with Aegis Capital Corp, has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he effected unauthorized trades in customer accounts. Letter of Acceptance, Waiver and Consent, No. […]

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