David Allan Cohen, of Rockville, Maryland, a stockbroker formerly registered with Equitable Advisors, is identified in a customer initiated investment related written complaint on September 22, 2020, where the customer requested compensatory damages supported by accusations of unauthorized transactions, including loans against a customer’s insurance policy without their consent while Cohen was associated with Equitable…
David Allan Cohen, of Rockville, Maryland, a stockbroker formerly registered with AXA Advisors, LLC, is the subject of a customer initiated investment related arbitration claim, in which the customer sought $80,000.00 in damages supported by accusations that Cohen made unsuitable investment recommendations to the customer concerning the customer’s purchase of an annuity and life insurance…