Tag Archives: Dartanian VJ Sanders

PFS Broker Barred For Obstructing FINRA Investigation

November 01, 2017  |   Posted by :   |   Customer Loans   |   0 Comments

Dartanian VJ Sanders, of Metairie, Louisiana, a stockbroker formerly registered with PFS Investment Inc., has been permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member by consenting to findings that he failed to cooperate in a FINRA investigation into allegations that Sanders entered into improper lending arrangements with the firm’s customers. Letter […]

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