Darrin Barton Farrow of Rocky River Ohio a stockbroker formerly registered with Royal Alliance Associates is the subject of a customer initiated investment related written complaint on February 19, 2020 where the customer sought $350,000.00 in damages based upon accusations that the customer was placed into an unapproved investment by Farrow during the time that […]
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Tag Archives: Darrin Barton Farrow
Investors Sue Royal Alliance For Selling Away Bad Dope Stocks
July 11, 2020 | Posted by : Guiliano Law Group | Securities Arbitration Claims, Selling Away and Outside Activities | Comments Off on Investors Sue Royal Alliance For Selling Away Bad Dope Stocks
Royal Alliance Sued By Investors For Stockbroker’s Sale Of Unregistered Securities
June 18, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims, Selling Away and Outside Activities, Unregistered Securities | 0 Comments
Darrin Barton Farrow of Rocky River Ohio a stockbroker formerly employed by Royal Alliance Associates Inc. is the subject of a customer initiated investment related arbitration claim in which the customer sought $250,000.00 in damages supported by allegations that the customer was sold unregistered securities during the time Farrow was associated with Royal Alliance Associates […]
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